Discussion of y = xx by Gordon Stallings


This discussion will involve taking exponents. If you are rusty on the rules for taking exponents, read here: Exponent Rules.

x y
1 1
2 4
3 27
4 256
5 3125

This looks like a very tame function. However, zero raised to the zero power is undefined. So xx for x=0 will remain uncalculated. See the conclusions below.

Recalling that a negative exponent represents reciprocation, we can extend the table to negative values of x.

x y
-1 -1
-2 1/4
-3 -1/27
-4 1/256
-5 -1/3125

Notice that the function appears to oscillate for negative values of x. If this is the case, one might expect that there would be a value of x between -1 and -2 where y is zero.

Let’s do the math for x = -3/2.
(-3/2)(-3/2) =
(-2/3)(3/2) =
((-2/3)3)1/2 =
((-23)/(33))1/2 =
(-8/27)1/2 =
(-0.2963)1/2

Recalling that an exponent of 1/2 indicates a square root, then there are two solutions. Also, square root of a negative number causes a rotation of ninety degrees in the complex plane, indicated by the letter ‘i’.

(-8/27)1/2 =
(-0.2963)1/2 =
0.544331i, -0.544331i

So there’s the answer: The function y = xx becomes complex for certain values. Here are a couple of examples for positive x values:

(3/2)(3/2) =
((33)/(23))1/2 =
(27/8)1/2 =
3.3751/2 =
1.837, -1.837

(3/4)(3/4) =
((33)/43))1/4 =
(27/64)1/4 =
.4218751/4 =
0.8059, 0.8059i, -0.8059, -0.8059i

The previous example has four roots. This can be shown to be a general rule that the number of complex roots equals value of the denominator of the exponent.

An alternative form is to use the polar form, y = R*exp(i*theta), where R is the magnitude, “exp” is the exponential function, and theta is the angle in the complex plane. Because x is real, x = X*exp(i*pi*(0+2n)) when positive, x = X*exp(i*pi*(1+2n)) when negative, where X = magnitude of x, n= 0,1,...
Then R = X^x and theta = pi*X*(0+2n) or pi*(-X)*(1+2n).

Using that form, the four roots of the previous example become:
R n theta
0.8059 0 0
0.8059 1 1/2 pi
0.8059 2 pi
0.8059 3 3/2 pi

As another example, consider x = -1/3.
y = (1/3 exp (i*pi*(1 + 2n)))(-1/3) =
3(1/3) * exp(i*pi*(1+2n)*(-1/3))=
1.44225 * exp(i*pi*(1+2n)*(-1/3))

R n theta principal theta
1.44225 0 -1/3*pi 5/3*pi
1.44225 1 -1*pi 1*pi
1.44225 2 -5/3*pi 1/3*pi
(“principal theta” lists theta values between 0 and 2*pi.)

The only remaining thing to examine is the case of an irrational value of x. Let x = -sqrt(2). Find all the values for y in polar form.

y = (1.414*exp(i*pi*(1 + 2n)))(-1.414)
y = (.70711.414)*exp(i*pi*(-1.414)*(1 + 2n))
y = .6125*exp(i*pi*(-1.414)*(1 + 2n))

R n theta principal theta
0.6125 0 -1.414*pi 0.586*pi
0.6125 1 -4.242*pi 1.758*pi
0.6125 2 -7.071*pi 0.930*pi
0.6125 3 -9.898*pi 0.102*pi
0.6125 4 -12.73*pi 1.274*pi
0.6125 5 -15.55*pi 0.446*pi
... ... ... ...

This list goes on forever and the principal theta values never repeat. So an irrational x results in a ring of an infinite number of points in the complex-y-plane with radius equal to |x|x.

Because the irrational numbers outnumber the rationals, the graph of y=xx is a 3-dimensional surface with its axis of symmetry along the x axis and with its radius equal to |x|x. The surface is everywhere discontinuous except for the positive real part of y when x is positive.

Although 00 is undefined, we can write: Limit of xx as x approaches zero is equal to 1.

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